Proprietary Trading Disclosure
Policy for circulating un-authenticated news
Policy for surveillance mechanisms
Policy for conflict of interest
Policy for pre-funded instrument's electronic fund transfers
Risk management & internal control policy & procedures
Policy for treatment of inactive accounts
Client code modification policy
Download Client Registration Documents (Rights & Obligations, Risk Disclosure Document, Do's & Don'ts) in Vernacular Languages.
Welcome to Pankaj Mangaldas Securities Pvt. Limited. The domain name www.pmsec.info & www.pmsec.in & consortiumbrokers.com & pmsecportal.com (hereinafter referred to as "Website") is owned by Pankaj Mangaldas Securities Pvt. Limited a company incorporated under the Companies Act, 1956 with its registered office at 701 PJ Tower, Dalal Street, Mumbai – 400023 India. (hereinafter referred to as “PM Securities”).
We at PM SECURITIES respect the privacy of everyone who visits this website and are committed to maintaining the privacy and security of the personal information of all visitors to this Website.
We view protection of your privacy as a very important principle. We understand clearly that You and Your Personal Information is one of our most important assets. We store and process Your Information including any sensitive financial information collected (as defined under the Information Technology Act, 2000), if any, on computers that may be protected by physical as well as reasonable technological security measures and procedures in accordance with Information Technology Act 2000 and Rules there under. If You object to Your Information being transferred or used in this way, please do not provide the details of your information on the Website.
We and our affiliates will share/sell/transfer / license / convey some or all of your personal information with another business entity to carry out any business activity or re-organization, amalgamation, restructuring of business or for any other reason whatsoever. Once you provide your information to us, you provide such information to us and our affiliate and we and our affiliate may use such information to provide you various services with respect to your transaction conducted on www.pmsec.in
Our policy on the collection and use of personal information and other information is outlined below.
Collection Of Sensitive Personal Data Or Information
PM SECURITIES may for the purpose of rendering its services, collect personal information such as:
name, gender, residential / correspondence address, telephone number, date of birth, marital status, email address or other contact information;
PAN, KYC Status, Signature and Photograph;
Bank account or other payment instrument details;
any other detail for providing services
PM SECURITIES offers online platform System for carrying out trade transaction that collects such personal data or information to process your financial and non financial transaction requests. The information so collected may be shared with SEBI/ NSE/ BSE/ MCX /Asset Management Companies of Mutual Funds / Registrar and transfer Agents / Collecting Banks / KYC Registration Agencies (KRAs) etc. solely for the purpose of processing your transaction requests or serving you better.
PM SECURITIES or its authorized agents shall not retain or store that information for longer than is required for the purposes except when the information may lawfully be used or is otherwise required under any other law for the time being in force.
The information collected shall be used for the purpose for which it has been collected.
By agreeing to avail the service offered by PM SECURITIES you have agreed to the collection and use of your Sensitive Personal Data or Information by PM SECURITIES. You always have the right to refuse or withdraw your consent to share/dissemination of your Sensitive Personal Data or Information by contacting the customer care. However, in such an event, you would no longer avail the services of PM SECURITIES.
When You use the Website or send emails or other data, information or communication to us, You agree and understand that You are communicating with Us through electronic records and You consent to receive communications via electronic records from Us periodically and as and when required. We may communicate with you by email or by such other mode of communication, electronic or otherwise.
Log File Information Collected And Stored Automatically
If you visit/ log into our website just to browse, read pages or download information, we gather and store certain information about your visit automatically. This information cannot and does not identify you personally.
When you register with or view our site, our servers automatically record certain information that your web browser sends whenever you visit our website. The kind of information that is gathered automatically include the type of browser you are using (e.g. Internet Explorer, Firefox, etc.), the type of Operating System you are using (e.g. Windows or Mac OS) and the domain name of your Internet Service Provider, the date and time of your visit and the pages on our website. We sometimes use this information to improve our website(s) design, content and primarily to give you a better browsing experience.
This notice / policy is not intended to and do not create any contractual or other legal rights in favour of any user or viewer of www.pmsec.in or on behalf of any other party. However, users and viewers are informed that by using the website www.pmsec.in, they are deemed to have consented to the collection and use of information by PM SECURITIES as stated above.
Updating Or Reviewing Your Sensitive Personal Data Or Information
You may upon written request to us review the sensitive personal data or information provided. PM SECURITIES shall ensure that any personal information or sensitive personal data or information found to be inaccurate or deficient shall be corrected or amended as feasible.
Reasonable Security Practices For Protecting Information
PM SECURITIES uses commercially reasonable physical, managerial, and technical safeguards to preserve the integrity and security of your personal information. PM SECURITIES cannot, however, ensure or warrant the security of any information you transmit to PM SECURITIES and you do so at your own risk. Once we receive your transmission of information, PM SECURITIES makes commercially reasonable efforts to ensure the security of our systems. However, please note that this is not a guarantee that such information may not be accessed, disclosed, altered, or destroyed by breach of any of our physical, technical, or managerial safeguards.
To protect your privacy and security, PM SECURITIES take reasonable steps (such as requesting a unique password) to verify your identity before granting you access to your account. You are responsible for maintaining the secrecy of your unique password and account information, and for controlling access to your email communications from PM SECURITIES, at all times.
Links To Other Web Sites
Proprietary Trading Disclosure:
This has reference to circular no. SEBI / MRD / SE / CIR.- 42 / 2003 dated November 19. 2003, As mandated by SEBI and/ or the Exchanges(S), Pankaj Mangaldas Securities Pvt. Ltd. hereby makes disclosure to its clients that it may, from time-to-time, make investments in securities with a view to deploy its own surplus funds on its own proprietary account without any specific intimation to the clients in this regard.
The Stock Exchange, Mumbai is not in any manner answerable, responsible or liable to any person or persons for any acts of omission or commission, errors, mistakes and/or violation, actual or perceived, by us or our partners, agents, associates etc., of any of the Rules, Regulations, Bye-laws of the Stock Exchange, Mumbai, SEBI Act or any other laws in force from time to time.
The Stock Exchange, Mumbai is not answerable, responsible or liable for any information on this Website or for any services rendered by our employees, our servants, and us.